Portfolio
Policy Essay · Yale School of Management

Financial Stability Monitoring: Pakistan

Introduction

Since the global financial crisis (GFC), central banks around the world have adopted financial stability monitoring as one of their core responsibilities. This reflects a growing recognition that vulnerabilities can build up in the financial sector even when traditional macroeconomic indicators appear stable. In the case of Pakistan, where the financial sector is bank-dominated with 77 percent of total financial sector assets held by banks (Table 1), the crucial role of monitoring financial stability is performed by the State Bank of Pakistan (SBP).1

Over the years, the SBP has strengthened its monitoring framework through stress testing, consolidated supervision of financial conglomerates, development of a Systemic Risk Survey, broad coverage of financial stability concerns in the Financial Stability Reviews (FSRs), and improvements in supervisory and resolution frameworks. However, despite these developments, the financial stability monitoring system remains largely backward-looking and heavily descriptive, with limited integration of forward-looking indicators and a composite systemic risk signal that needs further development.2

This paper argues that while the SBP's monitoring framework has improved substantially, its effectiveness would be enhanced by integrating forward-looking and market-based indicators, improving the composite systemic risk index, strengthening sovereign-bank nexus stress testing, and expanding cross-sector contagion analysis.

1 As per the SBP Act, the central bank is entrusted to ensure price and financial stability.

2 For the current SBP risk index, see: FSVI and Heat Map.

Table 1: Financial Sector Assets
Percent share in total assets and assets as a percent of GDP
Sector 2022 2023 2024
Percent Share in Total Assets (%)
Banks77.078.577.2
CDNS7.35.44.6
Insurance5.55.44.9
NBFIs5.55.88.9
DFIs3.14.02.8
MFBs1.61.31.5
Assets as a Percent of GDP (%)
Total Financial Sector62.061.764.8
Banks47.848.450.0
CDNS4.53.33.0
Insurance3.43.13.1
NBFIs3.43.65.8
DFIs1.92.41.8
MFBs1.00.81.0

Financial Stability Monitoring at the SBP

Under the amended SBP Act (1956), the State Bank of Pakistan is mandated to safeguard financial system stability and publish an annual Financial Stability Report. The Financial Stability Department leads these assessments by conducting stress testing,3 consolidated supervision, D-SIB identification, and the compilation of financial stability indicators, alongside preparing the Financial Stability Review. To detect emerging vulnerabilities and leverage build-ups, the SBP continuously monitors a broad set of macroeconomic and financial indicators.

Macroeconomic Variables

The SBP conducts active surveillance of key macroeconomic indicators including real sector activity, the external account, fiscal conditions, and inflation dynamics, given their implications for monetary and financial stability. In addition, it monitors the Credit-to-GDP ratio relative to its long-term trend to assess the build-up of leverage within the financial system (Chart 1).4

Chart 1: Private Sector Credit to GDP vs. Long-Term Trend
HP filter trend; positive gap reflects build-up of leverage – FY2001 to FY2025

Capital Ratios

Basel III capital ratios indicate a bank's capacity to absorb losses relative to the riskiness of its assets. The SBP monitors both the Tier 1 Capital to Risk-Weighted Assets (RWA) ratio and the overall Capital Adequacy Ratio (CAR) to ensure banks maintain sufficient high-quality capital buffers to remain solvent under stress. Alongside these risk-weighted ratios, the SBP also tracks the capital-to-asset ratio and leverage ratio, which capture total exposures including off-balance-sheet items, to assess system-wide leverage and balance-sheet strength.5

Banking Ratios

  1. i. Credit Risk: Credit risk is the most significant risk for banks and requires continuous monitoring. The SBP assesses it through indicators such as the Non-Performing Loans Ratio (NPLR) and Net NPLs to Net Loans, which reflect stress in lending portfolios. The SBP also monitors the provision coverage ratio to ensure that banks maintain sufficient reserves to absorb credit losses without eroding capital. In addition, sector and segment-wise NPL growth is tracked to identify emerging vulnerabilities (Chart 2).
Chart 2: Capital Adequacy Ratio and Non-Performing Loans Ratio, Banking Sector
Percent – March 2014 to March 2025 (semi-annual)
  1. ii. Market Risk: The SBP monitors equity, exchange rate, and interest rate risks on banks' balance sheets. Equity risk is assessed through banks' equity exposures and related stress tests. Exchange rate risk is monitored via net open positions and stress tests of potential currency depreciation. For interest rate risk, the SBP reviews banks' debt securities portfolio, including duration, to gauge sensitivity to rate increases and revaluation losses. It also monitors the gap between rate-sensitive assets and liabilities across maturity buckets.
  2. iii. Liquidity Risk: To monitor liquidity risk, the SBP reviews the Basel III Liquidity Coverage Ratio (LCR) for short-term liquidity and the Net Stable Funding Ratio (NSFR) for long-term funding stability. It also tracks liquid assets to total assets and to deposits to gauge liquidity buffers. The SBP conducts liquidity stress tests using maturity gap analysis and shocks to key indicators to assess banks' resilience under adverse conditions.6

Other Variables

In addition to the above risk indicators, the SBP closely monitors banks' net interest margins (NIM) and profitability measures such as return on assets (ROA), return on equity (ROE), and profit after tax (PAT) to assess earnings strength and the capacity to absorb losses. The SBP also compiles a financial sector heatmap (Table 2) to evaluate system-wide and macroeconomic vulnerabilities and to provide forward-looking projections. This heatmap helps identify emerging risks across specific segments of the financial system. The SBP also administers a Systemic Risk Survey to capture market participants' perceptions of macroeconomic and financial sector risks, complementing quantitative indicators with expert judgment.7

Table 2: Financial Sector Heatmap
Risk assessment across key financial stability indicators – H2 FY2023 to H1 FY2025
Category Indicator Jun-23 Dec-23 Jun-24 Dec-24 Mar-25
Macroeconomic Environment
Real GDP Growth Elevated Moderate Moderate Low Low
CPI Inflation High High Elevated Moderate Moderate
Fiscal Deficit Elevated Elevated Elevated Elevated Elevated
Current Account Elevated Moderate Low Low Low
FX Reserves High Elevated Moderate Moderate Low
Financial Markets
Policy Rate / KIBOR High High Elevated Moderate Moderate
Equity Market Moderate Low Low Low Low
Exchange Rate Pressure High Elevated Moderate Low Low
Banking Sector — Solvency
Capital Adequacy Ratio Low Low Low Low Low
NPL Ratio Moderate Moderate Moderate Low Low
Provision Coverage Low Low Low Low Low
Sovereign-Bank Nexus Elevated Elevated Elevated Elevated Elevated
Banking Sector — Liquidity
Liquidity Coverage Ratio (LCR) Low Low Low Low Low
Net Stable Funding Ratio (NSFR) Low Low Low Low Low
Banking Sector — Profitability
Return on Assets (ROA) Low Low Low Moderate Moderate
Return on Equity (ROE) Low Low Low Moderate Moderate
Net Interest Margin (NIM) Low Low Moderate Moderate Moderate
Non-Bank Financial Institutions
NBFI Sector Asset Growth Moderate Moderate Low Low Low
Mutual Fund / Insurance Stability Moderate Low Low Low Low
Low risk
Moderate risk
Elevated risk
High risk
Source: SBP FSR 2024; author’s assessment.

Consolidated Supervision

Consolidated supervision assesses the financial strength and risk profile of an entire group to which a bank belongs, covering risks arising from the bank or from its subsidiaries and affiliates. The SBP monitors consolidated capital ratios, liquidity metrics, intragroup transactions, risk concentrations, and the performance of subsidiaries to assess the overall health of the group.

3 For details on stress testing at the SBP, see: Guidelines on Stress Testing.

4 This measure is recommended by the Basel Committee for setting the Countercyclical Capital Buffer (CCyB).

5 At present, the CAR minimum is set at 11.5 percent and the leverage ratio minimum at 3 percent.

6 For details on maturity gap reporting, see: SBP Circular 2013.

7 For details, see: SBP Systemic Risk Survey.

Gaps in the SBP Monitoring Framework

Since the GFC, financial stability assessment at the SBP has strengthened considerably. However, it remains fairly backward-looking and has analytical gaps that constrain its early-warning capacity. These gaps become more visible when assessed against financial stability monitoring frameworks emphasized in the work of Adrian, Covitz, and Liang (2015) and Aikman et al. (2017).

Firstly, while Pakistan maintains a Financial Stability Vulnerability Index (FSVI), its current design and implementation limit its effectiveness as a real-time systemic risk monitoring tool. It is produced annually and published only in the FSR, whereas international practice emphasizes higher-frequency updates. Moreover, there is a need to expand the indicator set to incorporate more forward-looking metrics (Table 3) and to apply different statistical weights to indicators based on their predictive power for financial crises.

Table 3: Indicators for Constructing a Systemic Risk Index (Aikman et al., 2017)
Checkmark indicates indicator is workable in Pakistan given available data
Category Indicator Pakistan
Risk Appetite / Asset Valuation Price-to-rent ratio
Change in price for commercial real estate
Spreads on Baa and high-yield bonds over Treasuries
Issuance of high-yield bonds and leveraged loans
Ratio of forward earnings to price (equity market)
Above ratio minus real 10-year T-bill yield
Non-Financial Imbalances Mortgage debt to GDP relative to trend
Debt owned by risky borrowers
Consumer debt to GDP
Consumer debt service to disposable income
Consumer debt owned by risky borrowers
Growth rate of NBFI sector debt
NBFI sector interest coverage ratio
Share of bond issuance by low-rated firms
Savings of households and businesses net of capital formation
Financial Sector Vulnerabilities Capital Adequacy Ratio
Equity to assets
Tier 1 ratio
Broker-dealer leverage ratio
Loans-to-deposit ratio
Maturity gap between assets and liabilities
Net short-term wholesale funding relative to trend at non-banks
Runnable liabilities (repos, commercial paper, uninsured deposits, money market funds) relative to trend
Ratio of total financial sector liabilities to GDP relative to 10-year moving average
Concentration Ratio of top 5 bank assets to total banking sector assets

A second major gap is the SBP's overreliance on backward-looking metrics such as the NPL ratio and capital and liquidity ratios, which capture realized stress but miss the build-up of fragility during calm periods. As Adrian et al. (2015) note, vulnerabilities often accumulate when volatility is low and risk appetite is high, making forward-looking market indicators essential for monitoring emerging risks. Table 4 provides details of possible market indicators that the SBP can use.

Table 4: Market-Based Risk Indicators for Financial Stability Monitoring
Applicability to Pakistan noted where data constraints exist
Indicator Literature Reference
Equity volatility of banksSarin & Summers (2016)
Ratio of bank volatility to market volatilitySarin & Summers (2016)
CDS spread of banks (not available in Pakistan)Sarin & Summers (2016)
Ratio of bank P/E ratio to market P/E ratioSarin & Summers (2016)
Market-to-book value of banksSarin & Summers (2016)
Subordinated debt spreads (not available in Pakistan)Flannery & Sorescu (1996)
Sovereign CDS spreadAdrian, Covitz & Liang (2015)
Interest rate swap spreadsAdrian, Covitz & Liang (2015)
Market liquidity indicator (bid-ask spreads)Adrian, Covitz & Liang (2015)

A third gap is the limited quantification of the sovereign-bank nexus in the Financial Stability Reviews and stress tests, even though it remains a key vulnerability, as 55.5 percent of banking sector assets are concentrated in government securities and nearly 49 percent of FY25 government revenue went to interest payments (Chart 3).8 This concentration exposes banks to both market and credit risk in a fiscally constrained environment. However, deeper analysis of this nexus can be politically sensitive, as it touches on fiscal sustainability and may be viewed as the central bank commenting on fiscal policy. As such, while systemically important, a fuller assessment may be more suitable for internal surveillance than for public reporting.

Chart 3: Interest Payments to Total Revenue, Pakistan
Percent of total government revenue – FY2018 to FY2025

Fourth, the SBP's financial stability monitoring remains largely siloed across sectors. While the FSR provides detailed assessments of banks, non-bank financial institutions (NBFIs), microfinance institutions, and corporates, the SBP does not model cross-sector contagion or map interconnectedness across segments of the financial sector.9

Taken together, these gaps indicate that the SBP's monitoring approach remains better suited for documenting existing conditions than for anticipating future stress. By embedding forward-looking metrics, integrating sovereign risk and financial-sector cross-linkages, and adopting a more holistic assessment of risks, the SBP could move closer to the vulnerability-based frameworks advocated in recent literature. These reforms would help position Pakistan's financial stability architecture to respond more effectively to the evolving nature of systemic risk.

8 Source: SBP Financial Stability Review 2024.

9 The SBP can draw on the work of the IMF, Li and Zhang (2024), and Sydow et al. (2024) for modelling cross-sector contagion.

References